The tasks · Brokerage ClerksSOC 43-4011.00
Document transactions and prepare formsWhat can do this →
88% · agentMostly automatable
Compute holdings, fees, and allocationsWhat can do this →
85% · agentMostly automatable
Verify ownership and transaction complianceWhat can do this →
82% · agentMostly automatable
Prepare daily transaction and earnings reportsWhat can do this →
80% · agentMostly automatable
Correspond with customers and resolve inquiriesWhat can do this →
64% · agentPartly automatable
Monitor stock prices and collateral requirementsWhat can do this →
62% · agentPartly automatable
The team6 agents · 6 need no setup
Transaction Documentation Agent
Microsoft Word · Microsoft Excel · Adobe Acrobat
● No integration needed
Financial Calculation Agent
Microsoft Excel · Structured query language SQL · Sheets
● No integration needed
Compliance Verification Agent
Microsoft Excel · Microsoft Access · Structured query language SQL
● No integration needed
Reporting Agent
Microsoft Excel · Microsoft Word · Adobe Acrobat
● No integration needed
Customer Correspondence Agent
Microsoft Outlook · Email · Salesforce software
● No integration needed
Market Monitoring Agent
Bloomberg Professional · Microsoft Excel · Online trading software
● No integration needed
You keep this
Approve high-value or irregular transactionsOwn regulatory compliance accountability and sign-offResolve escalated customer disputes requiring judgmentAuthorize exceptions to standard procedures
Automatability scores estimate how much of a task an agent can reliably do today, grounded in O*NET task data. They are not predictions of job loss.
Start with these three
The most automatable work in this job, and the one tool we would use for each. Every task has a page of its own with the reasoning and every occupation that does it.
